REGULATION

Glankler Brown has strong expertise in a full range of corporate finance and securities transactions. This Practice Group focuses on corporate finance and securities, structured finance and financial services regulation.

Structured Finance includes asset securitizations, off-balance sheet financing, publicly underwritten and privately placed secured and unsecured corporate financings, 144A financings and project financings. Members of this Practice Group have represented public and private commercial banks, insurance companies, other financial institutions, broker/dealers and major corporations in their roles as purchasers, underwriters, issuers, credit enhancers, trustees, originators, investors and sellers. We have assisted in obtaining ratings and making presentations and prepared related documentation

CORPORATE FINANCE AND SECURITIES

• Assure compliance with federal and state securities laws
• Negotiate terms of financing
• Prepare documentation
• Consummate registered public offerings
• Secondary offerings
• Rule 144 offerings
• Blue sky matters
• Asset Securitizations (Grantor Trusts, Owner Trusts, REMICs, FASITs)

MORTGAGE-BACKED SECURITIES

• Mortgages
• Automobile Loans
• Credit Card Receivables
• Lease Receivables
• Other Receivables
• Commercial Loan Portfolios, Including Troubled Loans
• Streams of Future Income
• Structured Finance
• Commercial Paper Conduits
• Interest Rate Swaps
• Deverticalization of Operating Assets
• Syndicated Bank Financing
• Project Financing
• Financial Services Regulation

Glankler Brown advises broker-dealers, investment advisors and hedge funds in their business, including formation and licensing and federal and state regulatory compliance.